Most Viewed SEC Filings Question: An issuer has a Form S-8 on file that registers shares of common stock to be issued upon the exercise of outstanding options.The issuer has decided to stop granting stock options and believes that it has more shares registered on the Form S-8 than it will need to cover the exercise of the outstanding options. HOW WE COLLECT For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at … q. Free SEC filing alerts and access to company filings. As such, the combined Section 8 and 9 filing fees are $400 per class. Except as provided in paragraph (a)(2) of this section, a filing fee prescribed in 8 CFR 1103.7, or a fee waiver request pursuant to paragraph (a)(3) of this section, is required in connection with the filing of an appeal, a motion to reopen, or a motion to reconsider before the Board. The SEC generally intends these filings to protect investors from fraud by providing them accurate and sufficient information while balancing the burden placed on issuing entities with regard to reporting. Investopedia uses cookies to provide you with a great user experience. S-8 registrations enjoy two immeasurable benefits: S-8 registration statements are not subject to automatic review by SEC examiners, and become effective immediately upon filing. S7-2-98] RIN 3235-AG94." In exchange for this service, the company issues the individual stock and files a Form S-8. Most new issuances require companies to file Form S-1 before a security may be listed on a public exchange. The offers that appear in this table are from partnerships from which Investopedia receives compensation. SEC Filing Fees and How to Calculate Themby Practical Law Corporate & Securities Related Content Maintained • USA (National/Federal)A guide to the SEC's current fees for filing registration statements in connection with securities offerings, specified repurchases of securities, proxy solicitations and statements in corporate control transactions. Form S-8 cannot be used for issuances to consultants or advisors who promote a company's stock. SEC Form F-8 is a filing with the SEC by Canadian issuers to register securities offered in business combinations, mergers and exchange offers. "Form S-8 Registration Statement Under the Securities Act of 1933." We also reference original research from other reputable publishers where appropriate. Create your Watchlist to save your favorite quotes on Nasdaq.com. The calculator has been designed based on the fee input form provided in the official SEC EDGAR submission software. The offers that appear in this table are from partnerships from which Investopedia receives compensation. Accessed Nov. 20, 2020. SEC Form S-2 is a form from the Securities and Exchange Commission (SEC) that served as a simplified registration for the offering of new securities. Form S-8 A form that a company must file with the SEC when it issues stock or stock options to its own employees . The form must be filed before a company issues of these securities. In some cases, the SEC requires less comprehensive documentation for companies that have simpler operating structures or for smaller, more targeted issuances of securities. The term also extends to insurance agents who act exclusively in a business capacity for the company, as well as former employees and anyone related to deceased employees. The SEC collects fees from companies that complete S-8 filings. The current fee rate for 10/1/2020 to 9/30/2021 is: $109.10 per $1,000,000. SEC Form 11-K is a form filed with the Securities and Exchange Commission (SEC) dealing with employee stock purchases and savings plans. The S-8 form outlines the details of an internal issuing of stock or options to employees similar to filing a prospectus. SEC Issues New C&DIs on Use of Form S-8 and Calculation of Filing Fees Under Rule 457by Practical Law Corporate & Securities Related Content Published on 10 Nov 2016 • USA (National/Federal)The SEC's Division of Corporation Finance issued new and revised compliance and disclosure interpretations (C&DIs) addressing an issuer's use of Form S-8 and the calculation of fees under Rule 457. This individual, though, doesn't provide the company with any consulting services, but does do promotional work to boost the company's share price. There can be no assurance that the estimate or guidance provided will be current or correct, and this tool should not be relied upon as an official calculation or verification of required fees. 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